Main features
Monitor PA dealing
Pre and post PA dealing checks
Protect against front running and insider trading
Capture and review outside business activity
Monitor gifts and hospitality approval and attestation
Monitor and manage risk
Bespoke integration with holdings and trade data
Custom approval workflows
Custom auto-approve and auto-deny rules
Full system auditing
Access anywhere in the world from any device
Bespoke development
You’re in good company
What our clients say
“Great new efficient system. A vast improvement and a stride towards a paperless business!”
FE Alpha Manager
Fund Manager“Easy to use and delivers efficiency to Compliance, Traders, and Staff. This product has absolute flexibility to allow firms to adjust it to their own policies, provided through controls and exhaustive MI reporting.”
Compliance Officer
Liontrust Asset Management PlcUs
Joe Bloggs
Compliance guru
John Goodchild
Creative Director
Get in touch for a demo